SFC Licences of WANG Yu-Ming 王裕閔

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Matthews Global Investors (Hong Kong) Limited 銘基環球投資(香港)有限公司 RO 9 18 August 2020 30 September 2020
Matthews Global Investors (Hong Kong) Limited 銘基環球投資(香港)有限公司 RO 4 18 August 2020 30 September 2020
Matthews Global Investors (Hong Kong) Limited 銘基環球投資(香港)有限公司 RO 1 18 August 2020 30 September 2020
Matthews Global Investors (Hong Kong) Limited 銘基環球投資(香港)有限公司 RE 9 18 June 2020 18 August 2020
Matthews Global Investors (Hong Kong) Limited 銘基環球投資(香港)有限公司 RE 4 18 June 2020 18 August 2020
Matthews Global Investors (Hong Kong) Limited 銘基環球投資(香港)有限公司 RE 1 18 June 2020 18 August 2020
Nikko Asset Management Hong Kong Limited 日興資產管理香港有限公司 RO 1 19 March 2013 24 January 2020
Nikko Asset Management Hong Kong Limited 日興資產管理香港有限公司 RO 9 05 March 2013 24 January 2020
Nikko Asset Management Hong Kong Limited 日興資產管理香港有限公司 RO 4 05 March 2013 24 January 2020
Nikko Asset Management Hong Kong Limited 日興資產管理香港有限公司 RE 9 08 February 2013 05 March 2013
Nikko Asset Management Hong Kong Limited 日興資產管理香港有限公司 RE 4 08 February 2013 05 March 2013
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RO 9 18 November 2010 02 January 2013
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RO 5 18 November 2010 02 January 2013
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RO 4 18 November 2010 02 January 2013
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RO 1 18 November 2010 02 January 2013
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RE 4 24 June 2009 18 November 2010
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RE 1 24 June 2009 18 November 2010
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RE 9 24 June 2009 26 March 2010
Wells Fargo Securities Asia Limited RO 4 16 October 2008 27 February 2009
Wells Fargo Securities Asia Limited RO 1 16 October 2008 27 February 2009
Wells Fargo Securities Asia Limited RO 9 25 April 2008 27 February 2009
Wachovia Advisors International Limited RO 9 17 December 2007 27 February 2009
Wachovia Advisors International Limited RO 4 17 December 2007 27 February 2009