SFC Licences of LO Hiu Lam 盧曉琳

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Goldlink Capital (Corporate Finance) Limited 金聯資本(企業融資)有限公司	RO	6	06 October 2021
Advent Corporate Finance Limited 宏智融資有限公司	RE	6	19 January 2021	11 March 2021
Silk Road International Capital Limited 絲路國際資本有限公司	RO	6	28 January 2019	18 August 2020
Silk Road International Capital Limited 絲路國際資本有限公司	RO	4	28 January 2019	18 August 2020
Silk Road International Capital Limited 絲路國際資本有限公司	RO	1	28 January 2019	18 August 2020
Silk Road International Capital Limited 絲路國際資本有限公司	RE	6	20 November 2018	28 January 2019
Silk Road International Capital Limited 絲路國際資本有限公司	RE	4	20 November 2018	28 January 2019
Silk Road International Capital Limited 絲路國際資本有限公司	RE	1	20 November 2018	28 January 2019
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司	RO	6	19 October 2017	31 August 2018
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司	RO	4	19 October 2017	31 August 2018
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司	RO	1	19 October 2017	31 August 2018
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司	RE	6	07 May 2013	19 October 2017
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司	RE	4	07 May 2013	19 October 2017
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司	RE	1	07 May 2013	19 October 2017
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司	RE	1	03 September 2007	09 November 2012
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司	RE	6	03 September 2007	09 November 2012