SFC Licences of TERAMOTO Hikaru
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 14 August 2013 | 04 February 2016 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 14 August 2013 | 04 February 2016 |
UBS Securities Asia Limited | RE | 2 | 01 August 2011 | 15 May 2013 |
UBS Securities Asia Limited | RE | 1 | 01 August 2011 | 15 May 2013 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 09 March 2009 | 27 May 2011 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 24 August 2007 | 27 May 2011 |