SFC Licences of LO Pao-Chi 羅寳冀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
TeraWise Capital Limited 兆易資本有限公司 | RO | 9 | 29 November 2022 | |
TeraWise Capital Limited 兆易資本有限公司 | RO | 4 | 29 November 2022 | |
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RO | 1 | 13 February 2017 | 08 May 2019 |
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 9 | 13 February 2017 | 08 May 2019 |
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 2 | 13 February 2017 | 08 May 2019 |
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 9 | 13 November 2014 | 12 February 2017 |
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 2 | 28 May 2013 | 12 February 2017 |
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RO | 1 | 28 January 2011 | 12 February 2017 |
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 24 August 2007 | 28 January 2011 |