SFC Licences of SHIM Kwun Fung 沈觀鋒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 29 August 2011 | 25 January 2018 |
| CASH Wealth Management Limited 時富財富管理有限公司 | RE | 4 | 08 December 2009 | 30 April 2011 |
| Celestial Securities Limited 時富證券有限公司 | RE | 1 | 08 December 2009 | 30 April 2011 |
| CASH Wealth Management Limited 時富財富管理有限公司 | RE | 4 | 27 September 2007 | 27 March 2008 |