SFC Licences of TANG Annie Yue Wai 鄧宇蕙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Neuberger Berman Asia Limited | RE | 4 | 18 February 2015 | |
| Neuberger Berman Asia Limited | RE | 1 | 18 February 2015 | |
| First Sentier Investors (Hong Kong) Limited | RE | 4 | 12 January 2012 | 30 January 2015 |
| First Sentier Investors (Hong Kong) Limited | RE | 1 | 12 January 2012 | 30 January 2015 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 9 | 26 January 2011 | 07 December 2011 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 4 | 26 January 2011 | 07 December 2011 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 26 January 2011 | 07 December 2011 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 26 January 2011 | 07 December 2011 |
| Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 | RE | 9 | 09 October 2007 | 02 October 2010 |
| Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 | RE | 4 | 09 October 2007 | 02 October 2010 |