SFC Licences of LEE Emily 李潁桐
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 01 August 2016 | 26 May 2022 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 4 | 11 August 2014 | 29 April 2016 |
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 4 | 31 May 2010 | 09 August 2010 |
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 4 | 27 September 2007 | 23 May 2010 |