SFC Licences of FU Cheuk Kei, Frederick 符卓基

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Wells Fargo Securities Asia Limited RE 6 16 October 2015 27 October 2020
Wells Fargo Securities Asia Limited RE 4 16 October 2015 27 October 2020
Wells Fargo Securities Asia Limited RE 1 16 October 2015 27 October 2020
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 6 09 October 2014 28 August 2015
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 RO 6 18 March 2014 18 July 2014
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 RE 4 01 August 2013 18 July 2014
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 RE 6 01 August 2013 18 March 2014
Cowen and Company (Asia) Limited 高宏亞洲投資有限公司 RE 4 15 June 2009 28 March 2013
Cowen and Company (Asia) Limited 高宏亞洲投資有限公司 RE 6 27 September 2007 28 March 2013