SFC Licences of FU Cheuk Kei, Frederick 符卓基
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Wells Fargo Securities Asia Limited | RE | 6 | 16 October 2015 | 27 October 2020 |
Wells Fargo Securities Asia Limited | RE | 4 | 16 October 2015 | 27 October 2020 |
Wells Fargo Securities Asia Limited | RE | 1 | 16 October 2015 | 27 October 2020 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 6 | 09 October 2014 | 28 August 2015 |
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RO | 6 | 18 March 2014 | 18 July 2014 |
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RE | 4 | 01 August 2013 | 18 July 2014 |
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RE | 6 | 01 August 2013 | 18 March 2014 |
Cowen and Company (Asia) Limited 高宏亞洲投資有限公司 | RE | 4 | 15 June 2009 | 28 March 2013 |
Cowen and Company (Asia) Limited 高宏亞洲投資有限公司 | RE | 6 | 27 September 2007 | 28 March 2013 |