SFC Licences of JIANG Yujiao 蔣玉姣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 4 | 29 April 2011 | 15 September 2014 |
CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 27 August 2007 | 09 April 2008 |