SFC Licences of LAW Ho Yip, Edmond 羅浩業
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 | RE | 9 | 01 November 2016 | |
| Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 | RE | 4 | 01 November 2016 | |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 4 | 03 January 2012 | 18 October 2016 |
| ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 4 | 02 June 2010 | 19 December 2011 |
| ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 1 | 02 June 2010 | 19 December 2011 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 28 August 2007 | 18 May 2010 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 28 August 2007 | 18 May 2010 |