SFC licenceholder APM161 ZHOU Xu Xiang 周栩翔

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 RO 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2015-06-30 2020-08-14
DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2014-11-13 2015-06-30
DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 RO 1 (Dealing in Securities) 2013-03-01 2013-11-08
DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 RO 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2012-09-04 2013-11-08
PacBridge Capital Partners (HK) Limited RE 6 (Advising on Corporate Finance) 2009-04-27 2012-04-12
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2008-10-10 2009-01-15
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2007-08-30 2008-09-29
Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 RE 1 (Dealing in Securities) 2007-08-30 2008-09-29