SFC licenceholder APM161 ZHOU Xu Xiang 周栩翔
Licences
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 | RO | 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2015-06-30 | 2020-08-14 |
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) | 2014-11-13 | 2015-06-30 |
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 | RO | 1 (Dealing in Securities) | 2013-03-01 | 2013-11-08 |
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 | RO | 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2012-09-04 | 2013-11-08 |
| PacBridge Capital Partners (HK) Limited | RE | 6 (Advising on Corporate Finance) | 2009-04-27 | 2012-04-12 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 (Advising on Corporate Finance), 1 (Dealing in Securities) | 2008-10-10 | 2009-01-15 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 6 (Advising on Corporate Finance), 1 (Dealing in Securities) | 2007-08-30 | 2008-09-29 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 | RE | 1 (Dealing in Securities) | 2007-08-30 | 2008-09-29 |