SFC Licences of LEE Sarah Wing Yi 李穎儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 10 July 2008 | 30 November 2012 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 28 August 2007 | 05 June 2008 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 28 August 2007 | 05 June 2008 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 28 August 2007 | 05 June 2008 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 28 August 2007 | 05 June 2008 |