SFC Licences of AU-YEUNG Pak Leung 歐陽栢樑
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 21 March 2011 | 07 June 2011 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 21 March 2011 | 07 June 2011 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 31 August 2007 | 07 September 2008 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 31 August 2007 | 07 September 2008 |