SFC Licences of WANG Yimin 王逸旻

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RO	6	17 May 2022
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RE	6	28 January 2022	17 May 2022
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RE	4	28 January 2022
CLSA Limited 中信里昂證券有限公司	RE	1	28 January 2022
Zhongtai International Capital Limited 中泰國際融資有限公司	RO	6	14 May 2019	13 January 2022
Zhongtai International Capital Limited 中泰國際融資有限公司	RE	6	18 February 2019	14 May 2019
First Shanghai Capital Limited 第一上海融資有限公司	RO	6	12 November 2014	22 January 2019
First Shanghai Capital Limited 第一上海融資有限公司	RE	6	10 October 2012	12 November 2014
First Shanghai Securities Limited 第一上海證券有限公司	RE	6	26 September 2012	26 September 2012
Piper Jaffray Asia Limited 派杰亞洲有限公司	RE	6	22 July 2011	25 August 2012
ABCI Capital Limited 農銀國際融資有限公司	RE	6	31 March 2011	08 July 2011
ABCI Capital Limited 農銀國際融資有限公司	RE	1	31 March 2011	08 July 2011
KGI Capital Asia Limited 凱基金融亞洲有限公司	RE	4	21 January 2008	11 March 2011
KGI Capital Asia Limited 凱基金融亞洲有限公司	RE	1	21 January 2008	11 March 2011
KGI Capital Asia Limited 凱基金融亞洲有限公司	RE	6	31 August 2007	11 March 2011