SFC Licences of WANG Yimin 王逸旻

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RO 6 17 May 2022
First Shanghai Capital Limited 第一上海融資有限公司
RO 6 12 November 2014 22 January 2019
First Shanghai Capital Limited 第一上海融資有限公司
RE 6 10 October 2012 12 November 2014
First Shanghai Securities Limited 第一上海證券有限公司
RE 6 26 September 2012 26 September 2012
Piper Jaffray Asia Limited 派杰亞洲有限公司
RE 6 22 July 2011 25 August 2012
ABCI Capital Limited 農銀國際融資有限公司
RE 1, 6 31 March 2011 08 July 2011
KGI Capital Asia Limited 凱基金融亞洲有限公司
RE 1, 4 21 January 2008 11 March 2011
KGI Capital Asia Limited 凱基金融亞洲有限公司
RE 6 31 August 2007 11 March 2011
CLSA Limited 中信里昂證券有限公司
RE 1 28 January 2022
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4 28 January 2022
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 6 28 January 2022 17 May 2022
Zhongtai International Capital Limited 中泰國際融資有限公司
RO 6 14 May 2019 13 January 2022
Zhongtai International Capital Limited 中泰國際融資有限公司
RE 6 18 February 2019 14 May 2019