SFC Licences of WANG Yimin 王逸旻
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 |
RO | 6 | 17 May 2022 | |
| First Shanghai Capital Limited 第一上海融資有限公司 |
RO | 6 | 12 November 2014 | 22 January 2019 |
| First Shanghai Capital Limited 第一上海融資有限公司 |
RE | 6 | 10 October 2012 | 12 November 2014 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
RE | 6 | 26 September 2012 | 26 September 2012 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
RE | 6 | 22 July 2011 | 25 August 2012 |
| ABCI Capital Limited 農銀國際融資有限公司 |
RE | 1, 6 | 31 March 2011 | 08 July 2011 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
RE | 1, 4 | 21 January 2008 | 11 March 2011 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
RE | 6 | 31 August 2007 | 11 March 2011 |
| CLSA Limited 中信里昂證券有限公司 |
RE | 1 | 28 January 2022 | |
| CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 |
RE | 4 | 28 January 2022 | |
| CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 |
RE | 6 | 28 January 2022 | 17 May 2022 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
RO | 6 | 14 May 2019 | 13 January 2022 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
RE | 6 | 18 February 2019 | 14 May 2019 |