SFC Licences of CHEN Po-jen 陳柏任

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 4 16 November 2010 22 August 2013
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 1 16 November 2010 22 August 2013
Dresdner Kleinwort Securities (Asia) Limited 德利佳華證券(亞洲)有限公司 RE 4 27 August 2007 31 August 2009
Dresdner Kleinwort Securities (Asia) Limited 德利佳華證券(亞洲)有限公司 RE 1 27 August 2007 31 August 2009