SFC Licences of TONG Ming Wai, Ronny 湯銘煒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Forthright Securities Company Limited 方德證券有限公司 | RE | 4 | 01 August 2023 | 19 September 2023 |
Forthright Securities Company Limited 方德證券有限公司 | RE | 1 | 01 August 2023 | 19 September 2023 |
West Bull Securities Limited 西牛證券有限公司 | RE | 1 | 06 November 2020 | 07 September 2022 |
Sun International Investment Services Limited 太陽國際投資服務有限公司 | RE | 1 | 30 December 2016 | 24 September 2017 |
GEO Securities Limited 智易東方證券有限公司 | RE | 1 | 21 October 2013 | 01 July 2016 |
One China Securities Limited 一中證券有限公司 | RE | 1 | 20 August 2012 | 31 August 2013 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 13 December 2007 | 05 January 2010 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 29 August 2007 | 10 October 2007 |