SFC Licences of GALBREATH III Charles Scott
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SFM HK Management Limited 索羅斯基金管理 (香港) 有限公司 | RE | 9 | 09 October 2013 | 31 December 2015 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 26 September 2011 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 08 January 2010 | 26 September 2011 |
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 08 January 2010 | 06 December 2010 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 03 September 2007 | 26 September 2011 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 03 September 2007 | 06 December 2010 |