SFC Licences of SHUM Hok Cheung 岑學璋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 19 October 2009 | 01 December 2009 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 19 October 2009 | 01 December 2009 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 20 March 2008 | 10 October 2009 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 20 March 2008 | 10 October 2009 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 September 2007 | 18 February 2008 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 03 September 2007 | 18 February 2008 |