SFC Licences of CHUNG Chang Won

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RO 4 16 February 2023
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 18 February 2009 16 February 2023
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 4 03 September 2007 29 September 2008