SFC Licences of CHUNG Wei Chiu, Dennis 鍾滙超

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 4 07 April 2021
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 01 February 2021
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 01 February 2021
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 10 September 2020 06 January 2021
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 10 September 2020 06 January 2021
Quam Securities Limited 華富建業證券有限公司 RE 2 01 June 2018 28 August 2020
Quam Securities Limited 華富建業證券有限公司 RE 1 01 June 2018 28 August 2020
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 October 2017 16 May 2018
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 13 February 2015 16 May 2018
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 13 February 2015 02 October 2017
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 05 December 2007 06 February 2015
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 05 September 2007 06 February 2015