SFC Licences of CHUNG Wei Chiu, Dennis 鍾滙超
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 4 | 07 April 2021 | |
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 01 February 2021 | |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 01 February 2021 | |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 10 September 2020 | 06 January 2021 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 10 September 2020 | 06 January 2021 |
Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 01 June 2018 | 28 August 2020 |
Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 01 June 2018 | 28 August 2020 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 16 May 2018 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 13 February 2015 | 16 May 2018 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 13 February 2015 | 02 October 2017 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 05 December 2007 | 06 February 2015 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 05 September 2007 | 06 February 2015 |