SFC Licences of THOMPSON Scot Fraser
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 | RE | 1 | 09 February 2015 | 14 February 2015 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 25 March 2008 | 02 April 2008 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 26 November 2007 | 30 November 2007 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 12 September 2007 | 14 September 2007 |