SFC Licences of SONG Yichun 宋以淳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 9 | 30 July 2013 | 15 April 2015 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 30 July 2013 | 15 April 2015 |
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 30 July 2013 | 15 April 2015 |
Natixis Asia Limited | RE | 4 | 11 April 2012 | 21 June 2013 |
Natixis Asia Limited | RE | 1 | 11 April 2012 | 21 June 2013 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 30 November 2007 | 19 October 2009 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 07 November 2007 | 19 October 2009 |
Merrill Lynch Far East Limited | RE | 1 | 07 November 2007 | 19 October 2009 |
Natixis Asia Limited | RE | 4 | 30 August 2007 | 06 October 2007 |
Natixis Asia Limited | RE | 1 | 30 August 2007 | 06 October 2007 |