SFC Licences of ALMEIDA Niall John

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RO 4 04 October 2019
Morgan Stanley Hong Kong Securities Limited RO 7 19 December 2014 29 April 2016
Morgan Stanley Hong Kong Securities Limited RO 1 19 December 2014 14 April 2016
Morgan Stanley Hong Kong Securities Limited RO 2 19 December 2014
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RO 1 19 December 2014
Morgan Stanley Hong Kong Securities Limited RE 7 24 July 2013 19 December 2014
Morgan Stanley Hong Kong Securities Limited RE 2 06 December 2010 19 December 2014
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 04 September 2007 19 December 2014
Morgan Stanley Hong Kong Securities Limited RE 1 04 September 2007 19 December 2014
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 04 September 2007 24 July 2013
Morgan Stanley Hong Kong Futures Limited RE 2 04 September 2007 06 December 2010
Morgan Stanley Hong Kong Futures Limited RE 7 04 September 2007 06 December 2010
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 4 04 September 2007 02 June 2009
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 5 04 September 2007 02 June 2009