SFC Licences of LIU Wai Ping 廖偉平
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 14 October 2008 | 11 October 2016 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 14 October 2008 | 11 October 2016 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 | RE | 2 | 21 May 2008 | 07 October 2008 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 06 September 2007 | 07 October 2008 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 06 September 2007 | 07 October 2008 |