SFC Licences of IP Tsz Mun 葉芷敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Basic Asset Management Limited 基匯資產管理有限公司 | RO | 9 | 10 June 2016 | 01 April 2019 |
| Basic Asset Management Limited 基匯資產管理有限公司 | RE | 9 | 23 October 2015 | 10 June 2016 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 18 February 2008 | 28 June 2013 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 03 September 2007 | 28 June 2013 |