SFC Licences of CHEN Shu-Fen 陳淑芬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Taishin International Bank Co. Ltd. 台新國際商業銀行股份有限公司 | 4 | 04 December 2019 | ||
| Taishin International Bank Co. Ltd. 台新國際商業銀行股份有限公司 | 1 | 04 December 2019 | ||
| Capital Global Management Limited 瑞興全球財富管理有限公司 | RE | 1 | 16 November 2011 | 03 February 2012 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 18 August 2011 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 10 September 2007 | 18 August 2011 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 10 September 2007 | 06 December 2010 |