SFC Licences of WONG Siu Kit, Kelvin 黃少傑

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 RE 1 15 October 2019 17 November 2023
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 01 July 2016 31 July 2019
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 RE 2 06 August 2012 31 July 2019
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 06 August 2012 30 June 2016
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 06 August 2012 30 June 2016
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 07 September 2007 21 February 2009
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 07 September 2007 21 February 2009