SFC Licences of WONG Siu Kit, Kelvin 黃少傑
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 | RE | 1 | 15 October 2019 | 17 November 2023 |
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 01 July 2016 | 31 July 2019 |
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 | RE | 2 | 06 August 2012 | 31 July 2019 |
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 06 August 2012 | 30 June 2016 |
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 06 August 2012 | 30 June 2016 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 07 September 2007 | 21 February 2009 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 07 September 2007 | 21 February 2009 |