SFC Licences of CHURCHILL James Edward
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 09 June 2014 | 05 July 2017 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 09 June 2014 | 05 July 2017 |
UBS Securities Asia Limited | RE | 2 | 03 January 2014 | 08 March 2014 |
UBS Securities Asia Limited | RE | 1 | 03 January 2014 | 08 March 2014 |
Merrill Lynch Far East Limited | RE | 2 | 20 August 2010 | 16 November 2011 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 05 September 2007 | 16 November 2011 |
Merrill Lynch Far East Limited | RE | 1 | 05 September 2007 | 16 November 2011 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 05 September 2007 | 20 August 2010 |