SFC Licences of AN Peng 安鵬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RE | 4 | 16 March 2009 | 13 April 2009 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 10 September 2007 | 10 December 2008 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 10 September 2007 | 10 December 2008 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 10 September 2007 | 10 December 2008 |