SFC Licences of AN Peng 安鵬

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 RE 4 16 March 2009 13 April 2009
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 10 September 2007 10 December 2008
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 10 September 2007 10 December 2008
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 10 September 2007 10 December 2008