SFC Licences of LAU Michael Ching Him 劉正謙

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
OCP Asia (Hong Kong) Limited RE 9 03 June 2013 01 March 2024
OCP Asia (Hong Kong) Limited RE 5 03 June 2013 09 June 2022
OCP Asia (Hong Kong) Limited RE 4 03 June 2013 09 June 2022
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 07 September 2007 28 March 2013