SFC Licences of LAU Michael Ching Him 劉正謙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
OCP Asia (Hong Kong) Limited | RE | 9 | 03 June 2013 | 01 March 2024 |
OCP Asia (Hong Kong) Limited | RE | 5 | 03 June 2013 | 09 June 2022 |
OCP Asia (Hong Kong) Limited | RE | 4 | 03 June 2013 | 09 June 2022 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 07 September 2007 | 28 March 2013 |