SFC Licences of LEUNG Fiona Man Yee 梁文怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
AM Squared Limited | RE | 9 | 23 September 2016 | 30 August 2019 |
Yunfeng Securities Limited 雲鋒證券有限公司 | RE | 1 | 09 March 2016 | 13 June 2016 |
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RE | 1 | 14 January 2014 | 13 June 2016 |
CLSA Futures Limited 里昂期貨有限公司 | RE | 2 | 19 August 2011 | 28 February 2012 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 19 August 2011 | 28 February 2012 |
T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 | RE | 4 | 23 October 2007 | 15 October 2010 |