SFC Licences of KWOK Chun Kong 郭振江

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Zhonghui International Futures Company Limited 中輝國際期貨有限公司	RO	2	15 March 2024
Prime Cdex Futures Limited 乾立亨期貨有限公司	RO	5	30 November 2021	26 February 2024
Prime Cdex Futures Limited 乾立亨期貨有限公司	RO	2	30 November 2021	26 February 2024
Prime Cdex Asset Management Limited 乾立亨資產管理有限公司	RO	9	15 April 2021	26 February 2024
Prime Cdex Securities Limited 乾立亨證券有限公司	RO	4	15 April 2021	26 February 2024
Prime Cdex Securities Limited 乾立亨證券有限公司	RO	1	15 April 2021	26 February 2024
Prime Cdex Futures Limited 乾立亨期貨有限公司	RE	2	15 April 2021	30 November 2021
Prime Cdex Asset Management Limited 乾立亨資產管理有限公司	RE	9	02 February 2021	15 April 2021
Prime Cdex Securities Limited 乾立亨證券有限公司	RE	4	02 February 2021	15 April 2021
Prime Cdex Securities Limited 乾立亨證券有限公司	RE	1	02 February 2021	15 April 2021
Xin Tian Dou Asset Management Ltd 新天都資產管理有限公司	RO	9	15 June 2020	08 January 2021
Xin Tian Dou Asset Management Ltd 新天都資產管理有限公司	RO	4	15 June 2020	08 January 2021
Xin Tian Dou Asset Management Ltd 新天都資產管理有限公司	RO	1	15 June 2020	08 January 2021
Founder Futures (Hong Kong) Limited 方正期貨(香港)有限公司	RE	2	02 October 2018	04 March 2019
Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司	RE	1	02 October 2018	04 March 2019
KGI Asset Management Limited 凱基資產管理有限公司	RE	9	20 April 2018	20 July 2018
KGI Asia Limited 凱基證券亞洲有限公司	RE	4	03 October 2017	20 July 2018
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	03 October 2017	20 July 2018
KGI Asia Limited 凱基證券亞洲有限公司	RE	4	23 December 2010	02 October 2017
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RE	2	04 July 2008	20 July 2018
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	29 May 2008	02 October 2017
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司	RE	1	29 May 2008	02 October 2017
Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司	RE	1	05 September 2007	26 May 2008