SFC Licences of KIM Ju Young 金周永
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
TONGYANG Securities Hong Kong Limited 東洋證券香港有限公司 | RO | 4 | 23 December 2011 | 15 March 2013 |
TONGYANG Securities Hong Kong Limited 東洋證券香港有限公司 | RO | 1 | 23 December 2011 | 15 March 2013 |
TONGYANG Securities Hong Kong Limited 東洋證券香港有限公司 | RE | 4 | 10 October 2011 | 23 December 2011 |
TONGYANG Securities Hong Kong Limited 東洋證券香港有限公司 | RE | 1 | 10 October 2011 | 23 December 2011 |
NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 | RE | 4 | 01 November 2010 | 31 August 2011 |
NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 | RE | 1 | 01 November 2010 | 31 August 2011 |
TVG Capital Partners Limited | RE | 9 | 05 January 2010 | 01 June 2010 |
TVG Capital Partners Limited | RE | 4 | 05 September 2007 | 01 June 2010 |