SFC Licences of NG Ka Wai 伍家慧

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Cortina Capital Asset Management Limited RO 9 16 December 2022
Cortina Capital Asset Management Limited RO 4 16 December 2022
Cortina Capital Asset Management Limited RE 9 18 November 2022 16 December 2022
Cortina Capital Asset Management Limited RE 4 18 November 2022 16 December 2022
Chiyu Asset Management Limited 集友資產管理有限公司 RO 9 15 June 2021 08 November 2022
Chiyu Asset Management Limited 集友資產管理有限公司 RE 9 23 September 2020 15 June 2021
Chiyu International Capital Limited 集友國際資本有限公司 RO 4 13 January 2020 08 November 2022
Chiyu International Capital Limited 集友國際資本有限公司 RO 1 13 January 2020 08 November 2022
Chiyu International Capital Limited 集友國際資本有限公司 RE 4 03 January 2020 13 January 2020
Chiyu International Capital Limited 集友國際資本有限公司 RE 1 03 January 2020 13 January 2020
China Investment Fund International Securities Limited 中投國際證券有限公司 RO 4 22 October 2018 14 June 2019
China Investment Fund International Securities Limited 中投國際證券有限公司 RO 1 22 October 2018 14 June 2019
China Investment Fund International Securities Limited 中投國際證券有限公司 RE 4 22 August 2018 22 October 2018
China Investment Fund International Securities Limited 中投國際證券有限公司 RE 1 22 August 2018 22 October 2018
BOCOM International Securities Limited 交銀國際證券有限公司 RE 2 06 May 2011 23 November 2017
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 09 November 2009 23 November 2017
Lehin Securities Limited 利興股票有限公司 RE 1 10 June 2008 07 November 2009
GT Capital Limited 高富金融有限公司 RE 1 09 October 2007 07 June 2008