SFC Licences of LU Xiaoying 陸曉穎
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | RE | 6 | 13 January 2012 | 29 November 2012 |
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 13 January 2012 | 29 November 2012 |
| J.P. Morgan Securities (Far East) Limited | RE | 1 | 13 January 2012 | 29 November 2012 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 05 September 2007 | 23 December 2009 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 05 September 2007 | 23 December 2009 |
| Macquarie Corporate (Hong Kong) Limited | RE | 6 | 05 September 2007 | 23 December 2009 |