SFC Licences of WAI Chi Ho, Bob 衛致豪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 18 December 2018 09 April 2020
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 18 December 2018 09 April 2020
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 18 December 2018 09 April 2020
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 9 18 December 2018 17 July 2019
Alipes Asset Management Limited RE 9 12 January 2018 30 November 2018
Alipes Asset Management Limited RE 4 12 January 2018 30 November 2018
Trinity Securities Co. Limited 裕通証券有限公司 RE 4 12 January 2018 30 November 2018
Trinity Securities Co. Limited 裕通証券有限公司 RE 1 12 January 2018 30 November 2018
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 1 08 July 2011 26 September 2015
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 08 July 2011 26 September 2015
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 2 08 July 2011 26 September 2015
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 08 July 2011 26 September 2015
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 7 08 July 2011 01 November 2013
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 12 March 2010 10 March 2011
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 12 March 2010 10 March 2011
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 12 March 2010 10 March 2011
Ingensoma Trading Group Limited RE 2 09 October 2009 17 February 2010
Ingensoma Trading Group Limited RE 1 09 October 2009 17 February 2010
Macquarie Asia Securities Limited RE 2 23 September 2008 23 February 2009
Macquarie Capital Limited 麥格理資本股份有限公司 RE 1 11 August 2008 23 February 2009
Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 RE 1 05 September 2007 23 February 2009