SFC Licences of MUIR James Thomas
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 19 October 2016 | 11 September 2019 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 19 October 2016 | 11 September 2019 |
| Macquarie Corporate (Hong Kong) Limited | RE | 6 | 19 October 2016 | 31 March 2017 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 31 March 2011 | 29 September 2015 |
| MUSHK Limited | RE | 1 | 05 October 2007 | 15 September 2010 |