SFC Licences of WONG Lok Yi 黃樂怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KCG Securities Asia Limited 寶通證券亞洲有限公司 | RE | 9 | 15 August 2011 | 12 July 2012 |
KCG Fund Management Limited 寶通基金管理有限公司 | RE | 9 | 15 July 2008 | 12 July 2012 |
KCG Securities Asia Limited 寶通證券亞洲有限公司 | RE | 6 | 21 December 2007 | 12 July 2012 |