SFC Licences of WONG Lok Yi 黃樂怡

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KCG Securities Asia Limited 寶通證券亞洲有限公司 RE 9 15 August 2011 12 July 2012
KCG Fund Management Limited 寶通基金管理有限公司 RE 9 15 July 2008 12 July 2012
KCG Securities Asia Limited 寶通證券亞洲有限公司 RE 6 21 December 2007 12 July 2012