SFC Licences of DING Yong 丁勇

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CCB International Asset Management Limited 建銀國際資產管理有限公司 RE 9 19 November 2009 11 May 2011
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 10 October 2008 13 December 2008
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 10 October 2008 13 December 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 6 13 September 2007 29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 1 13 September 2007 29 September 2008
Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 RE 1 13 September 2007 29 September 2008