SFC Licences of WANG Grace

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
ANKAA CAPITAL LIMITED RO 9 03 November 2023
ANKAA CAPITAL LIMITED RO 4 03 November 2023
DTC Investment Management (HK) Limited 東亭資產管理(香港)有限公司 RO 9 27 October 2020 21 March 2021
DTC Investment Management (HK) Limited 東亭資產管理(香港)有限公司 RE 9 02 July 2020 27 October 2020
Fidelity Management & Research (Hong Kong) Limited (trading as Fidelity Investments) RE 9 12 August 2013 03 October 2019
Fidelity Management & Research (Hong Kong) Limited (trading as Fidelity Investments) RE 4 12 August 2013 03 October 2019
Fidelity Management & Research (Hong Kong) Limited (trading as Fidelity Investments) RE 5 12 August 2013 19 December 2013
J.P. Morgan Broking (Hong Kong) Limited RE 5 19 October 2009 25 July 2011
J.P. Morgan Broking (Hong Kong) Limited RE 4 19 October 2009 25 July 2011
J.P. Morgan Broking (Hong Kong) Limited RE 2 28 September 2009 25 July 2011
J.P. Morgan Broking (Hong Kong) Limited RE 1 28 September 2009 25 July 2011
UBS Securities Hong Kong Limited RE 1 10 April 2008 15 August 2009
UBS Securities Asia Limited RE 2 21 September 2007 15 August 2009
UBS Securities Asia Limited RE 1 21 September 2007 15 August 2009
UBS Derivatives Hong Kong Limited RE 2 21 September 2007 15 August 2009