SFC Licences of HIGHFIELD Andrew Francis

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
A1 Capital Partners Limited RO 6 10 May 2017 30 June 2019
A1 Capital Partners Limited RO 4 10 May 2017 30 June 2019
A1 Capital Partners Limited RO 1 10 May 2017 30 June 2019
Merrill Lynch Far East Limited RE 6 26 August 2013 10 March 2016
Merrill Lynch Far East Limited RE 4 26 August 2013 10 March 2016
Merrill Lynch Far East Limited RE 1 26 August 2013 10 March 2016
Merrill Lynch (Asia Pacific) Limited RE 6 26 August 2013 10 March 2016
Merrill Lynch (Asia Pacific) Limited RE 4 26 August 2013 10 March 2016
Merrill Lynch (Asia Pacific) Limited RE 1 26 August 2013 10 March 2016
UBS Securities Hong Kong Limited RE 6 07 June 2012 23 May 2013
Black Crane Investment Management Limited RE 9 15 March 2010 30 June 2010
Black Crane Investment Management Limited RE 4 15 March 2010 30 June 2010
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 10 September 2007 21 November 2008
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 10 September 2007 21 November 2008