SFC Licences of HIGHFIELD Andrew Francis
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
A1 Capital Partners Limited | RO | 6 | 10 May 2017 | 30 June 2019 |
A1 Capital Partners Limited | RO | 4 | 10 May 2017 | 30 June 2019 |
A1 Capital Partners Limited | RO | 1 | 10 May 2017 | 30 June 2019 |
Merrill Lynch Far East Limited | RE | 6 | 26 August 2013 | 10 March 2016 |
Merrill Lynch Far East Limited | RE | 4 | 26 August 2013 | 10 March 2016 |
Merrill Lynch Far East Limited | RE | 1 | 26 August 2013 | 10 March 2016 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 26 August 2013 | 10 March 2016 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 26 August 2013 | 10 March 2016 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 26 August 2013 | 10 March 2016 |
UBS Securities Hong Kong Limited | RE | 6 | 07 June 2012 | 23 May 2013 |
Black Crane Investment Management Limited | RE | 9 | 15 March 2010 | 30 June 2010 |
Black Crane Investment Management Limited | RE | 4 | 15 March 2010 | 30 June 2010 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 10 September 2007 | 21 November 2008 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 10 September 2007 | 21 November 2008 |