SFC Licences of YU Lai Shan 余麗珊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCI Securities Limited 中銀國際證券有限公司 RE 2 22 April 2013
BOCI Securities Limited 中銀國際證券有限公司 RE 4 12 December 2012
BOCI Securities Limited 中銀國際證券有限公司 RE 1 12 December 2012
Morgan Stanley Hong Kong Securities Limited RE 2 06 December 2010 14 May 2012
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 10 September 2007 14 May 2012
Morgan Stanley Hong Kong Futures Limited RE 2 10 September 2007 06 December 2010