SFC Licences of YU Lai Shan 余麗珊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 22 April 2013 | |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 12 December 2012 | |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 12 December 2012 | |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 14 May 2012 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 10 September 2007 | 14 May 2012 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 10 September 2007 | 06 December 2010 |