SFC Licences of PANG Ka Yin 彭嘉妍

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 6 01 August 2018
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 03 November 2017 19 April 2018
China Everbright Capital Limited 中國光大融資有限公司 RE 6 23 March 2017 13 October 2017
Everbright Securities Global (HK) Limited 光大證券環球(香港)有限公司 RE 6 13 January 2017 13 October 2017
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 4 13 January 2017 13 October 2017
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 13 January 2017 13 October 2017
Everbright Securities Global (HK) Limited 光大證券環球(香港)有限公司 RE 1 13 January 2017 13 October 2017
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 05 October 2015 12 May 2016
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 05 October 2015 12 May 2016
Merrill Lynch Far East Limited RE 6 11 September 2007 03 July 2015
Merrill Lynch (Asia Pacific) Limited RE 1 11 September 2007 03 July 2015
Merrill Lynch Far East Limited RE 1 11 September 2007 03 July 2015
Merrill Lynch (Asia Pacific) Limited RE 4 11 September 2007 03 July 2015
Merrill Lynch Far East Limited RE 4 11 September 2007 03 July 2015
Merrill Lynch (Asia Pacific) Limited RE 6 11 September 2007 03 July 2015