SFC Licences of LIN Yisi 林藝斯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 01 March 2021 | |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 11 October 2016 | |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 08 May 2012 | 10 October 2016 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 9 | 31 May 2011 | |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 31 May 2011 | |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 06 May 2010 | 21 May 2011 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 06 May 2010 | 21 May 2011 |
| Merrill Lynch Far East Limited | RE | 1 | 03 October 2007 | 19 April 2010 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 11 September 2007 | 19 April 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 11 September 2007 | 19 April 2010 |