SFC licenceholder APP357 LIN Yisi 林藝斯

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 29 March 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE [2] (Dealing in Futures Contracts) 11 October 2016
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE [2] (Dealing in Futures Contracts) 08 May 2012 10 October 2016
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities), [9] (Asset Management) 31 May 2011
Sun Hung Kai Investment Services Limited 新鴻基投資服務有限公司 RE [1] (Dealing in Securities) 06 May 2010 21 May 2011
Sun Hung Kai Commodities Limited 新鴻基期貨有限公司 RE [2] (Dealing in Futures Contracts) 06 May 2010 21 May 2011
Merrill Lynch Far East Limited RE [1] (Dealing in Securities) 03 October 2007 19 April 2010
Merrill Lynch (Asia Pacific) Limited RE [1] (Dealing in Securities) 11 September 2007 19 April 2010
Merrill Lynch Futures (Hong Kong) Limited RE [2] (Dealing in Futures Contracts) 11 September 2007 19 April 2010