SFC Licences of HO Shing Wai 何承緯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 10 August 2011 | 08 September 2012 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 10 August 2011 | 08 September 2012 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 07 September 2007 | 01 April 2010 |