SFC Licences of HO Shing Wai 何承緯

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 10 August 2011 08 September 2012
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 10 August 2011 08 September 2012
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 1 07 September 2007 01 April 2010