SFC Licences of NG Sai Chung 吳世忠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
MassMutual Asia Investors Limited 美國萬通財富管理有限公司 | RE | 4 | 04 August 2008 | 28 November 2008 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 13 September 2007 | 02 June 2008 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 13 September 2007 | 02 June 2008 |