SFC Licences of MOK Kim Wa 莫劍華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Luk Fook Futures (HK) Limited 六福期貨(香港)有限公司	RE	2	03 October 2016	14 August 2017
Luk Fook Securities (HK) Limited 六福證券(香港)有限公司	RE	1	07 April 2016	14 August 2017
Upbest Securities Company Limited 美建證券有限公司	RE	1	27 November 2014	01 March 2016
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司	RO	2	10 April 2014	01 July 2014
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司	RO	1	10 April 2014	01 July 2014
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司	RO	1	10 April 2014	01 July 2014
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司	RE	2	17 September 2013	10 April 2014
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司	RE	1	17 September 2013	10 April 2014
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司	RE	1	17 September 2013	10 April 2014
CES Forex (HK) Limited 光證外匯（香港）有限公司	RE	3	01 September 2011	02 September 2013
CES Commodities (HK) Limited 光證期貨（香港）有限公司	RE	2	01 September 2011	02 September 2013
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	1	15 October 2007	02 September 2013