SFC Licences of SONG Peng 宋鵬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 04 February 2015 | 16 November 2016 |
| Huarong International Securities Limited 華融國際證券有限公司 | RE | 1 | 30 April 2014 | 06 January 2015 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 17 April 2012 | 07 April 2014 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 31 March 2008 | 23 July 2010 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 13 September 2007 | 05 January 2012 |