SFC Licences of FINNEMORE CAPON Andrew Charles
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 10 September 2007 | 14 January 2009 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 6 | 10 September 2007 | 14 January 2009 |