SFC Licences of LI Wan Yi 李韻儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RO | 4 | 03 February 2021 | |
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 4 | 10 March 2014 | 03 February 2021 |
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 1 | 10 March 2014 | |
CASH Asset Management Limited 時富資產管理有限公司 | RE | 9 | 12 October 2007 | 20 February 2014 |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 12 October 2007 | 20 February 2014 |